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Title: Resolution No. (22) of 2013 Of CMA Board of Commissioners Regarding Amending CMA Board of Commissioners Resolution No. (19) of 2013 Regarding the Fees Schedule
Date Publish
28 November 2015
Resolution No. (22) of 2013
Of CMA Board of Commissioners
Regarding
Amending CMA Board of Commissioners Resolution
No. (19) of 2013 Regarding the Fees Schedule
Having Perused:
- Law No. (7) of 2010 Regarding the "Establishment of the Capital Markets Authority and Regulating Securities Activity", and its Executive Bylaw; and
- CMA Board of Commissioners Resolution No. (19) of 2013 regarding the Fees Schedule; and
- Based on the CMA Board of Commissioners Resolution passed in its meeting No. (8) of 2013 held on 15-16/5/2013;
We Resolved the Following
Article (1): The following item shall be added to Resolution No. (19) of 2013 of CMA Board of Commissioners Regarding the Fees Schedule:
|
Sr. |
Fees |
Amount (KD) |
Maturity |
|
1 |
Request of Licensing a securities' broker activity not listed in the securities exchange |
KD 1,000
|
Only once, upon submitting the application |
|
KD 5,000 |
Only once, upon licensing, and upon renewal every 3 years |
Article (2): This Resolution shall be attached with CMA Board of Commissioners' Resolution No. (19) of 2013 Regarding the Fees Schedule and work shall be executed accordingly.
Article (3): This Resolution shall come into force from the issue date, and all sectors' heads and departments' directors shall work according to it.
Dr. Mahdy I. Al-Jazzaf
Vice Chairman, CMA Board of Commissioners
Issued on 29 / 5 / 2013
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